The Compliance-First AI Vault for RIAs
Turn institutional research into client-ready scripts in seconds. Zero data retention. Full audit trail. Ready for the June 2026 Reg S-P deadline.
Try It Now
See it in action
Upload a research PDF and watch SFB generate compliant client-ready talking points in seconds.
Source Document
Client-Ready Script
Generated Talking Points
Q1 outlook suggests a shift toward defensive positioning across equity allocations.
Fixed income allocation recommended at 40% with emphasis on short-duration treasuries.
Key risk factor: rate sensitivity in growth-oriented portfolio segments.
Recommend reducing emerging market exposure by 5-8% in favor of domestic large-cap value.
Alternative allocation of 10-15% in inflation-protected securities as a hedge against persistent CPI pressure.
No proprietary data included in output
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Core Capabilities
Built for how RIAs actually work
Speed without shortcuts. Compliance without friction.
Research to Script in Seconds
Upload institutional research and receive client-ready talking points instantly. No manual summarization. No copy-paste compliance risks.
Zero Data Retention
Documents are processed in-memory and purged immediately. There is nothing to steal, nothing to subpoena, and nothing for auditors to question.
Audit-Ready Compliance Trail
Every AI interaction is timestamped, hashed, and logged. Export SEC-ready documentation with a single click when auditors come knocking.
How It Works
Three steps. Full compliance.
Upload Research
Drop an institutional research PDF into the vault. It is encrypted in transit and never stored.
AI Generates Script
SFB extracts key insights and produces compliant, client-ready talking points in seconds.
Human Reviews & Approves
An advisor reviews the output, signs off, and everything is logged to the compliance audit trail.
Compliance & Security
Built for the auditor in the room
SFB creates the compliance paper trail that proves your AI usage is responsible, verified, and secure.
Reg S-P 2026 Aligned
Purpose-built to meet the SEC's updated Regulation S-P requirements for safeguarding customer information.
Zero-Retention Architecture
Client data is never stored. Documents are processed in-memory and purged immediately after output generation.
Full Audit Transparency
Export compliance logs in SEC-ready format. One click to generate the documentation auditors actually ask for.
SOC 2 Type II Infrastructure
Built on enterprise-grade infrastructure with continuous monitoring, encryption at rest, and annual third-party audits.
Ready to get started?
Join the early access list and lock in founding pricing at $49/mo before public launch.
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