SEC Reg S-P 2026 Compliant

AI Productivity, Without the SEC Audit Risk.

RIAs must meet the new Reg S-P standards by June 3, 2026. Secure Finance Brief is a zero-retention vault that turns institutional research into client scripts while keeping you 100% compliant.

Zero data retention
Human-in-the-loop

The Shortest Path

From research PDF to client-ready script

Upload institutional research. Get a compliant, human-verified client script in seconds, not hours.

SFB Vault

Source Document

Encrypted in transit. Deleted after processing.

Client-Ready Script

Generated Talking Points

1

Q1 outlook suggests a shift toward defensive positioning across equity allocations.

2

Fixed income allocation recommended at 40% with emphasis on short-duration treasuries.

3

Key risk factor: rate sensitivity in growth-oriented portfolio segments.

No proprietary data included in output

The Audit Guard

Built for the auditor in the room

SFB doesn't just help you work faster. It creates the compliance paper trail that proves your AI usage is responsible, verified, and secure.

Automatic Compliance Log

Every AI interaction is timestamped, hashed, and logged. Prove to auditors exactly what was generated, who reviewed it, and when.

Human-in-the-Loop Verification

No output leaves the vault without a human sign-off. Every review is cryptographically tied to the advisor's identity.

Zero-Retention Architecture

Client data is never stored. Documents are processed in-memory and purged immediately. There is nothing for bad actors to steal.

Full Audit Transparency

Export compliance logs in SEC-ready format. One click to generate the documentation auditors actually ask for.

SOC 2 Type II Infrastructure

Built on enterprise-grade infrastructure with continuous monitoring, encryption at rest, and annual third-party audits.

Reg S-P 2026 Aligned

Purpose-built to meet the SEC's updated Regulation S-P requirements for safeguarding customer information.

Early Access

Be ready for June 3rd.

Join the early access list and lock in founding pricing at $49/mo before public launch.

No credit card required. Cancel anytime.